Race Relations Act 1976

 

 

1976 CHAPTER 74

 

 

         An Act to make fresh provision with respect to discrimination on racial grounds and relations between people of different racial groups; and to make in the Sex Discrimination Act 1975 amendments for bringing provisions in that Act relating to its administration and enforcement into conformity with the corresponding provisions in this Act

[22nd November 1976]

 

 

BE IT ENACTED by the Queen's most Excellent Majesty, by and with the advice and consent of the Lords Spiritual and Temporal, and Commons, in this present Parliament assembled, and by the authority of the same, as follows:–

 

 

Part I

Discrimination to which Act applies

 

 

1 Racial discrimination

 

 

(1)   A person discriminates against another in any circumstances relevant for the purposes of any provision of this Act if—

 

 

                  (a)        on racial grounds he treats that other less favourably than he treats or would treat other persons; or

 

 

                  (b)        he applies to that other a requirement or condition which he applies or would apply equally to persons not of the same racial group as that other but—

 

 

            (i)   which is such that the proportion of persons of the same racial group as that other who can comply with it is considerably smaller than the proportion of persons not of that racial group who can comply with it; and

 

   (ii)   which he cannot show to be justifiable irrespective of the colour, race, nationality or ethnic or national origins of the person to whom it is applied; and

 

   (iii)   which is to the detriment of that other because he cannot comply with it.

 

 

(1A)   A person also discriminates against another if, in any circumstances relevant for the purposes of any provision referred to in subsection (1B), he applies to that other a provision, criterion or practice which he applies or would apply equally to persons not of the same race or ethnic or national origins as that other, but—

 

 

                  (a)        which puts or would put persons of the same race or ethnic or national origins as that other at a particular disadvantage when compared with other persons,

 

 

                  (b)        which puts that other at that disadvantage, and

 

 

                  (c)         which he cannot show to be a proportionate means of achieving a legitimate aim.

 

 

(1B)   The provisions mentioned in subsection (1A) are—

 

 

                  (a)        Part II;

 

 

                  (b)        sections 17 to 18D;

 

 

                  (c)         section 19B, so far as relating to -

 

 

            (i)   any form of social security;

 

   (ii)   health care;

 

   (iii)   any other form of social protection; and

 

   (iv)   any form of social advantage;

 

 

         which does not fall within section 20;

 

 

                  (d)        sections 20 to 24;

 

 

                  (e)        sections 26A and 26B;

 

 

                  (f)         sections 76 and 76ZA; and

 

 

                  (g)        Part IV, in its application to the provisions referred to in paragraphs (a) to (f).

 

 

(1C)   Where, by virtue of subsection (1A), a person discriminates against another, subsection (1)(b) does not apply to him.

 

 

(2)   It is hereby declared that, for the purposes of this Act, segregating a person from other persons on racial grounds is treating him less favourably than they are treated.

 

 

 

 

2 Discrimination by way of victimisation

 

 

(1)   A person (“the discriminator”) discriminates against another person (“the person victimised”) in any circumstances relevant for the purposes of any provision of this Act if he treats the person victimised less favourably than in those circumstances he treats or would treat other persons, and does so by reason that the person victimised has—

 

 

                  (a)        brought proceedings against the discriminator or any other person under this Act; or

 

 

                  (b)        given evidence or information in connection with proceedings brought by any person against the discriminator or any other person under this Act; or

 

 

                  (c)         otherwise done anything under or by reference to this Act in relation to the discriminator or any other person; or

 

 

                  (d)        alleged that the discriminator or any other person has committed an act which (whether or not the allegation so states) would amount to a contravention of this Act,

 

 

or by reason that the discriminator knows that the person victimised intends to do any of those things, or suspects that the person victimised has done, or intends to do, any of them.

 

 

(2)   Subsection (1) does not apply to treatment of a person by reason of any allegation made by him if the allegation was false and not made in good faith.

 

 

3 Meaning of “racial grounds”, “racial group” etc

 

 

(1)   In this Act, unless the context otherwise requires—

 

 

         “racial grounds” means any of the following grounds, namely colour, race nationality or ethnic or national origins;

 

“racial group” means a group of persons defined by reference to colour, race, nationality or ethnic or national origins, and references to a person’s racial group refer to any racial group into which he falls.

 

 

(2)   The fact that a racial group comprises two or more distinct racial groups does not prevent it from constituting a particular racial group for the purposes of this Act.

 

 

(3)   In this Act—

 

 

                  (a)        references to discrimination refer to any discrimination falling within section 1 or 2; and

 

 

                  (b)        references to racial discrimination refer to any discrimination falling within section 1,

 

 

and related expressions shall be construed accordingly.

 

 

(4)   A comparison of the case of a person of a particular racial group with that of a person not of that group under section 1(1) or (1A) must be such that the relevant circumstances in the one case are the same, or not materially different, in the other.

 

 

 

 

 

3A Harassment

 

 

(1)   A person subjects another to harassment in any circumstances relevant for the purposes of any provision referred to in section 1(1B) where, on grounds of race or ethnic or national origins, he engages in unwanted conduct which has the purpose or effect of—

 

 

                  (a)        violating that other person’s dignity, or

 

 

                  (b)        creating an intimidating, hostile, degrading, humiliating or offensive environment for him.

 

 

(2)   Conduct shall be regarded as having the effect specified in paragraph (a) or (b) of subsection (1) only if, having regard to all the circumstances, including in particular the perception of that other person, it should reasonably be considered as having that effect.

 

 

 

Part II

Discrimination in the Employment Field

 

 

Discrimination by employers

 

 

4 . . . Applicants and employees

 

 

(1)   It is unlawful for a person, in relation to employment by him at an establishment in Great Britain, to discriminate against another—

 

 

                  (a)        in the arrangements he makes for the purpose of determining who should be offered that employment; or

 

 

                  (b)        in the terms on which he offers him that employment; or

 

 

                  (c)         by refusing or deliberately omitting to offer him that employment.

 

 

(2)   It is unlawful for a person, in the case of a person employed by him at an establishment in Great Britain, to discriminate against that employee—

 

 

                  (a)        in the terms of employment which he affords him; or

 

 

                  (b)        in the way he affords him access to opportunities for promotion, transfer or training, or to any other benefits, facilities or services, or by refusing or deliberately omitting to afford him access to them; or

 

 

                  (c)         by dismissing him, or subjecting him to any other detriment.

 

 

(2A)   It is unlawful for an employer, in relation to employment by him at an establishment in Great Britain, to subject to harassment a person whom he employs or who has applied to him for employment.

 

 

(3)   Except in relation to discrimination falling within section 2 or discrimination on grounds of race or ethnic or national origins, subsections (1) and (2) do not apply to employment for the purposes of a private household.

 

 

(4)   Subsection (2) does not apply to benefits, facilities or services of any description if the employer is concerned with the provision (for payment or not) of benefits, facilities or services of that description to the public, or to a section of the public comprising the employee in question, unless—

 

 

                  (a)        that provision differs in a material respect from the provision of the benefits, facilities or services by the employer to his employees; or

 

 

                  (b)        the provision of the benefits, facilities or services to the employee in question is regulated by his contract of employment; or

 

 

                  (c)         the benefits, facilities or services relate to training.

 

 

(4A)   In subsection (2)(c) reference to the dismissal of a person from employment includes, where the discrimination is on grounds of race or ethnic or national origins, reference—

 

 

                  (a)        to the termination of that person’s employment by the expiration of any period (including a period expiring by reference to an event or circumstance), not being a termination immediately after which the employment is renewed on the same terms; and

 

 

                  (b)        to the termination of that person’s employment by any act of his (including the giving of notice) in circumstances such that he is entitled to terminate it without notice by reason of the conduct of the employer.

 

 

4A Exception for genuine occupational requirement

 

 

(1)   In relation to discrimination on grounds of race or ethnic or national origins—

 

 

                  (a)        section 4(1)(a) or (c) does not apply to any employment; and

 

 

                  (b)        section 4(2)(b) does not apply to promotion or transfer to, or training for, any employment; and

 

 

                  (c)         section 4(2)(c) does not apply to dismissal from any employment;

 

 

where subsection (2) applies.

 

 

(2)   This subsection applies where, having regard to the nature of the employment or the context in which it is carried out—

 

 

                  (a)        being of a particular race or of particular ethnic or national origins is a genuine and determining occupational requirement;

 

 

                  (b)        it is proportionate to apply that requirement in the particular case; and

 

 

                  (c)         either—

 

 

            (i)   the person to whom that requirement is applied does not meet it, or

 

   (ii)   the employer is not satisfied, and in all the circumstances it is reasonable for him not to be satisfied, that that person meets it.

 

 

 

 

 

5 Exceptions for genuine occupational qualifications

 

 

(1)   In relation to racial discrimination in cases where section 4A does not apply—

 

 

                  (a)        section 4(1)(a) or (c) does not apply to any employment where being of a particular racial group is a genuine occupational qualification for the job; and

 

 

                  (b)        section 4(2)(b) does not apply to opportunities for promotion or transfer to, or training for, such employment.

 

 

(2)   Being of a particular racial group is a genuine occupational qualification for a job only where—

 

 

                  (a)        the job involves participation in a dramatic performance or other entertainment in a capacity for which a person of that racial group is required for reasons of authenticity; or

 

 

                  (b)        the job involves participation as an artist’s or photographic model in the production of a work of art, visual image or sequence of visual images for which a person of that racial group is required for reasons of authenticity; or

 

 

                  (c)         the job involves working in a place where food or drink is (for payment or not) provided to and consumed by members of the public or a section of the public in a particular setting for which, in that job, a person of that racial group is required for reasons of authenticity; or

 

 

                  (d)        the holder of the job provides persons of that racial group with personal services promoting their welfare, and those services can most effectively be provided by a person of that racial group.

 

 

(3)   Subsection (2) applies where some only of the duties of the job fall within paragraph (a), (b), (c) or (d) as well as where all of them do.

 

 

(4)   Paragraph (a), (b), (c) or (d) of subsection (2) does not apply in relation to the filling of a vacancy at a time when the employer already has employees of the racial group in question—

 

 

                  (a)        who are capable of carrying out the duties falling within that paragraph; and

 

 

                  (b)        whom it would be reasonable to employ on those duties; and

 

 

                  (c)         whose numbers are sufficient to meet the employer’s likely requirements in respect of those duties without undue inconvenience.

 

 

 

6 Exception for employment intended to provide training in skills to be exercised outside Great Britain

 

 

Nothing in section 4 shall render unlawful any act done by an employer, on grounds other than those of race or ethnic or national origins, for the benefit of a person not ordinarily resident in Great Britain in or in connection with employing him at an establishment in Great Britain, where the purpose of that employment is to provide him with training in skills which he appears to the employer to intend to exercise wholly outside Great Britain.

 

 

 

 

 

7 . . . Contract workers

 

 

(1)   This section applies to any work for a person (“the principal”) which is available for doing by individuals (“contract workers”) who are employed not by the principal himself but by another person, who supplies them under a contract made with the principal.

 

 

(2)   It is unlawful for the principal, in relation to work to which this section applies, to discriminate against a contract worker—

 

 

                  (a)        in the terms on which he allows him to do that work; or

 

 

                  (b)        by not allowing him to do it or continue to do it; or

 

 

                  (c)         in the way he affords him access to any benefits, facilities or services or by refusing or deliberately omitting to afford him access to them; or

 

 

                  (d)        by subjecting him to any other detriment.

 

 

(3)   The principal does not contravene subsection (2)(b) by doing any act in relation to a person not of a particular racial group, or not of a particular race or particular ethnic or national origins, at a time when, if the work were to be done by a person taken into the principal’s employment, being of that racial group or of that race or those origins would be a genuine occupational qualification or, as the case may be, that act would be lawful by virtue of section 4A for the job.

 

 

(3A)   It is unlawful for the principal, in relation to work to which this section applies, to subject a contract worker to harassment.

 

 

(4)   Nothing in this section shall render unlawful any act done by the principal on grounds other than those of race or ethnic or national origins, for the benefit of a contract worker not ordinarily resident in Great Britain in or in connection with allowing him to do work to which this section applies, where the purpose of his being allowed to do that work is to provide him with training skills which he appears to the principal to intend to exercise wholly outside Great Britain.

 

 

(5)   Subsection (2)(c) does not apply to benefits, facilities or services of any description if the principal is concerned with the provision (for payment or not) of benefits, facilities or services of that description to the public, or to a section of the public to which the contract worker in question belongs, unless that provision differs in a material respect from the provision of the benefits, facilities or services by the principal to his contract workers.

 

 

          

 

 

8 Meaning of employment at establishment in Great Britain

 

 

(1)   For the purposes of this Part (“the relevant purposes”), employment is to be regarded as being at an establishment in Great Britain if the employee—

 

 

                  (a)        does his work wholly or partly in Great Britain; or

 

 

                  (b)        does his work wholly outside Great Britain and subsection (1A) applies.

 

 

(1A)   This subsection applies if, in a case involving discrimination on grounds of race or ethnic or national origins, or harassment—

 

 

                  (a)        the employer has a place of business at an establishment in Great Britain;

 

 

                  (b)        the work is for the purposes of the business carried on at that establishment; and

 

 

                  (c)         the employee is ordinarily resident in Great Britain—

 

 

            (i)   at the time when he applies for or is offered the employment, or

 

   (ii)   at any time during the course of the employment.

 

 

(2)   . . .

 

 

(3)   In the case of employment on board a ship registered at a port of registry in Great Britain (except where the employee does his work wholly outside Great Britain) the ship shall for the relevant purposes be deemed to be the establishment.

 

 

(4)   Where work is not done at an establishment it shall be treated for the relevant purposes as done at the establishment from which it is done or (where it is not done from any establishment) at the establishment with which it has the closest connection.

 

 

(5)   In relation to employment concerned with exploration of the sea bed or subsoil or the exploitation of their natural resources , Her Majesty may by Order in Council provide that subsections (1) to (3) shall have effect as if in both subsection (1) and subsection (3) the last reference to Great Britain included any area for the time being designated under section 1(7) of the Continental Shelf Act 1964, except an area or part of an area in which the law of Northern Ireland applies.

 

 

(6)   An Order in Council under subsection (5) may provide that, in relation to the employment to which the Order applies, this Part is to have effect with such modifications as are specified in the Order.

 

 

(7)   An Order in Council under subsection (5) shall be of no effect unless a draft of the Order has been laid before and approved by resolution of each House of Parliament.

 

 

9 Exception for seamen recruited abroad

 

 

(1)   Nothing in section 4 shall render unlawful any act done by an employer in or in connection with employment by him on any ship in the case of a person who applied or was engaged for that employment outside Great Britain to the extent that the act—

 

 

                  (a)        relates to the pay the person receives in respect of his employment, and

 

 

                  (b)        amounts to discrimination against the person on the basis of his nationality.

 

 

(2)   Nothing in section 7 shall, as regards work to which that section applies, render unlawful any act done by the principal in or in connection with such work on any ship in the case of a contract worker who was engaged outside Great Britain by the person by whom he is supplied to the extent that the act—

 

 

                  (a)        relates to the pay the person receives in respect of the work, and

 

 

                  (b)        amounts to discrimination against the person on the basis of his nationality.

 

 

(3)   Subsections (1) and (2) do not apply to employment or work concerned with exploration of the sea bed or subsoil or the exploitation of their natural resources  in any area for the time being designated under section 1(7) of the Continental Shelf Act 1964, not being an area or part of an area in which the law of Northern Ireland applies.

 

 

(4)   For the purposes of subsection (1) a person brought to Great Britain with a view to his entering into an agreement in Great Britain to be employed on any ship shall be treated as having applied for the employment outside Great Britain.

 

 

(5)   In this section—

 

 

         “pay” includes retirement or death benefit;

 

“retirement or death benefit” means a pension, annuity, lump sum, gratuity or other similar benefit which will be paid or given to the employee or contract worker or a member of his family or household in the event of his retirement or death.

 

 

 

 

Discrimination by other bodies

 

 

10 Partnerships

 

 

(1)   It is unlawful for a firm consisting of six or more partners, in relation to a position as partner in the firm, to discriminate against a person—

 

 

                  (a)        in the arrangements they make for the purpose of determining who should be offered that position; or

 

 

                  (b)        in the terms on which they offer him that position; or

 

 

                  (c)         by refusing or deliberately omitting to offer him that position; or

 

 

                  (d)        in a case where the person already holds that position—

 

 

            (i)   in the way they afford him access to any benefits, facilities or services, or by refusing or deliberately omitting to afford him access to them; or

 

   (ii)   by expelling him from that position, or subjecting him to any other detriment.

 

 

(1A)   The limitation of subsection (1) to six or more partners does not apply in relation to discrimination on grounds of race or ethnic or national origins.

 

 

(1B)   It is unlawful for a firm, in relation to a position as a partner in the firm, to subject to harassment a person who holds or has applied for that position.

 

 

(2)   Subsections (1), (1A) and (1B)] shall apply in relation to persons proposing to form themselves into a partnership as it applies in relation to a firm.

 

 

(3)   Subsection (1)(a) and (c) do not apply to a position as partner where, if it were employment, [section 4A or 5 would apply to such employment.

 

 

(4)   In the case of a limited partnership references in this section to a partner shall be construed as references to a general partner as defined in section 3 of the Limited Partnerships Act 1907.

 

 

(5)   This section applies to a limited liability partnership as it applies to a firm; and, in its application to a limited liability partnership, references to a partner in a firm are references to a member of the limited liability partnership.

 

 

(6)   In subsection (1)(d)(ii) reference to the expulsion of a person from a position as partner includes, where the discrimination is on grounds of race or ethnic or national origins, reference—

 

 

                  (a)        to the termination of that person’s partnership by the expiration of any period (including a period expiring by reference to an event or circumstance), not being a termination immediately after which the partnership is renewed on the same terms; and

 

 

                  (b)        to the termination of that person’s partnership by any act of his (including the giving of notice) in circumstances such that he is entitled to terminate it without notice by reason of the conduct of the other partners.

 

 

 

11 Trade Unions etc

 

 

(1)   This section applies to an organisation of workers, an organisation of employers, or any other organisation whose members carry on a particular profession or trade for the purposes of which the organisation exists.

 

 

(2)   It is unlawful for an organisation to which this section applies, in the case of a person who is not a member of the organisation, to discriminate against him—

 

 

                  (a)        in the terms on which it is prepared to admit him to membership; or

 

 

                  (b)        by refusing, or deliberately omitting to accept, his application for membership.

 

 

(3)   It is unlawful for an organisation to which this section applies, in the case of a person who is a member of the organisation, to discriminate against him—

 

 

                  (a)        in the way it affords him access to any benefits, facilities or services, or by refusing or deliberately omitting to afford him access to them; or

 

 

                  (b)       by depriving him of membership, or varying the terms on which he is a member; or

 

 

                  (c)         by subjecting him to any other detriment.

 

 

(4)   It is unlawful for an organisation to which this section applies, in relation to a person’s membership or application for membership of that organisation, to subject him to harassment.

 

 

 

 

 

 

12 Qualifying bodies

 

 

(1)   It is unlawful for an authority or body which can confer an authorisation or qualification which is needed for, or facilitates, engagement in a particular profession or trade to discriminate against a person—

 

 

                  (a)        in the terms on which it is prepared to confer on him that authorisation or qualification; or

 

 

                  (b)        by refusing, or deliberately omitting to grant, his application for it; or

 

 

                  (c)         by withdrawing it from him or varying the terms on which he holds it.

 

 

(1A)   It is unlawful for an authority or body to which subsection (1) applies, in relation to an authorisation or qualification conferred by it, to subject to harassment a person who holds or applies for such an authorisation or qualification.

 

 

(2)   In this section—

 

 

                  (a)        “authorisation or qualification” includes recognition, registration, enrolment, approval and certification;

 

 

                  (b)        “confer” includes renew or extend.

 

 

(3)   Subsections (1) and (1A) do not apply to discrimination or harassment which is rendered unlawful by section 17 or 18.

 

 

        

13 Persons concerned with provision of vocational training

 

 

(1)   It is unlawful, in the case of an individual seeking or undergoing training which would help fit him for any employment, for any person who provides, or makes arrangements for the provision of, facilities for such training to discriminate against him—

 

 

                  (a)        in the terms on which that person affords him access to any training course or other facilities concerned with such training; or

 

 

                  (b)        by refusing or deliberately omitting to afford him such access; or

 

 

                  (c)         by terminating his training; or

 

 

                  (d)        by subjecting him to any detriment during the course of his training.

 

 

(2)   Subsection (1) does not apply to—

 

 

                  (a)        discrimination which is rendered unlawful by section 4(1) or (2) or section 17 or 18; or

 

 

                  (b)        discrimination which would be rendered unlawful by any of those provisions but for the operation of any other provision of this Act.

 

 

(3)   It is unlawful for any person who provides, or makes arrangements for the provision of, facilities for training to which subsection (1) applies, in relation to such facilities or training, to subject to harassment a person to whom he provides such training or who is seeking to undergo such training.

 

 

(4)   Subsection (3) does not apply to harassment which is rendered unlawful by section 4(2A) or by section 17 or 18.

 

 

 

14 Employment agencies

 

 

(1)   It is unlawful for an employment agency to discriminate against a person—

 

 

                  (a)        in the terms on which the agency offers to provide any of its services; or

 

 

                  (b)        by refusing or deliberately omitting to provide any of its services; or

 

 

                  (c)         in the way it provides any of its services.

 

 

(1A)   It is unlawful for an employment agency, in relation to the provision of its services, to subject to harassment a person to whom it provides such services or who requests the provision of such services.

 

 

(2)   It is unlawful for a local education authority or education authority or any other person to do any act in providing services in pursuance of arrangements made, or a direction given, under section 10 of the Employment and Training Act 1973 which constitutes discrimination or harassment.

 

 

(3)   References in subsections (1) and (1A) to the services of an employment agency include guidance on careers and any other services related to employment.

 

 

(4)   This section does not apply if the discrimination only concerns employment which the employer could lawfully refuse to offer the person in question.

 

 

(5)   An employment agency or local education authority, education authority or other person shall not be subject to any liability under this section if it proves—

 

 

                  (a)        that it acted in reliance on a statement made to it by the employer to the effect that, by reason of the operation of subsection (4), its action would not be unlawful; and

 

 

                  (b)        that it was reasonable for it to rely on the statement.

 

 

(6)   A person who knowingly or recklessly makes a statement such as is referred to in subsection (5)(a) which in a material respect is false or misleading commits an offence, and shall be liable on summary conviction to a fine not exceeding level 5 on the standard scale.

 

 

 

 

15 Training Commission etc

 

 

(1)   It is unlawful for the Secretary of State . . . to discriminate or to subject a person to harassment in the provision of facilities or services under section 2 of the Employment and Training Act 1973.

 

 

(1A)   It is unlawful for Scottish Enterprise or Highlands and Islands Enterprise to discriminate or to subject a person to harassment in the provision of facilities or services under such arrangements as are mentioned in section 2(3) of the Enterprise and New Towns (Scotland) Act 1990 (arrangements analogous to arrangements in pursuance of section 2 of the said Act of 1973).

 

 

(2)   This section does not apply in a case where—

 

 

                  (a)        section 13 applies; or

 

 

                  (b)        the Secretary of State is acting as an employment agency.

 

 

 

 

 

. . .

 

 

 

 

16 . . .

 

 

. . .

 

 

 

Part III

Discrimination in Other Fields

 

 

Education

 

 

17 . . . Bodies in charge of educational establishments

 

 

(1)   It is unlawful, in relation to an educational establishment falling within column 1 of the following table, for a person indicated in relation to the establishment in column 2 (the “responsible body”) to discriminate against a person—

 

 

                  (a)        in the terms on which it offers to admit him to the establishment as a pupil; or

 

 

                  (b)        by refusing or deliberately omitting to accept an application for his admission to the establishment as a pupil; or

 

 

                  (c)         where he is a pupil of the establishment—

 

 

            (i)   in the way it affords him access to any benefits, facilities or services, or by refusing or deliberately omitting to afford him access to them; or

 

   (ii)   by excluding him from the establishment or subjecting him to any other detriment.

 

 

TABLE

 

 

Establishment

 

Responsible body

 

ENGLAND AND WALES

 

1. Educational establishment maintained by a local education authority.  

Local education authority or ... governing body, according to which of them has the function in question.  

2. Independent school not being a special school.  

Proprietor.  

3. Special school not maintained by a local education authority.  

Proprietor.  

3A ...  

. . .   

3B. Institution within the further education sector (within the meaning of section 91(3) of the Further and Higher Education Act 1992).  

Governing body.  

4. University.  

Governing body.  

4A. Institution, other than a university, within the higher education sector (within the meaning of section 91(5) of the Further and Higher Education Act 1992).  

Governing body.  

5. Establishment (not falling within paragraphs 1 to 4A) providing full- time or part-time education, being an establishment designated under section 24(1) of the Sex Discrimination Act 1975 for the purposes of paragraph 5 of the corresponding table in section 22 of that Act.  

Governing body.  

SCOTLAND

 

6. Educational establishment managed by an education authority.  

Education authority.  

7. Educational establishment in respect of which the managers are for the time being receiving grants under section 73(d) of the Education (Scotland) Act 1980.  

Managers of the educational establishment.  

7AA. A grant-aided school, within the meaning of section 135 of the Education (Scotland) Act 1980.  

The managers of the school.  

7A. Self-governing school.  

Board of management. 

7B. College of further education within the meaning of section 36(1) of the Further and Higher Education (Scotland) Act 1992 under the management of a board of management.  

Board of management.  

7C. Designated institution within the meaning of Part II of the Further and Higher Education (Scotland) Act 1992.  

Governing body.  

8. University.  

Governing body.  

9. Independent school  

Proprietor.  

10. Any other educational establishment (not falling within paragraphs 6, 7 and 9) providing full or part-time education or further education.  

Managers of the educational establishment.  

 

 

 

 

(2)   It is unlawful for a responsible body, in relation to an establishment falling within column 1 of the table in subsection (1), to subject to harassment—

 

 

                  (a)        a person who applies for admission to the establishment as a pupil; or

 

 

                  (b)        a pupil at the establishment.

 

 

 

 

17A Meaning of pupil in section 17

 

 

For the purposes of section l7, “pupil” includes, in England and Wales, any person who receives education at a school or institution to which that section applies.

 

 

18 Other discrimination etc by local education authorities

 

 

(1)   It is unlawful for a local education authority, in carrying out such of its functions under the Education Acts as do not fall under section 17, to do any act which constitutes racial discrimination or harassment.

 

 

(2)   It is unlawful for an education authority, in carrying out such of its functions under the Education (Scotland) Act 1980 as do not fall under section 17, to do any act which constitutes racial discrimination or harassment.

 

 

 

18A . . . Further Education and Higher Education Funding Councils

 

 

It is unlawful for the Learning and Skills Council for England, the National Council for Education and Training for Wales, the Higher Education Funding Council for England or the Higher Education Funding Council for Wales in carrying out their functions under the Education Acts and the Learning and Skills Act 2000, to do any act which constitutes racial discrimination or harassment.

 

 

        

18B . . . Scottish Further and Higher Education Funding Councils

 

 

It is unlawful for the Scottish Further Education Funding Council or the Scottish Higher Education Funding Council in carrying out any of their functions to do any act which constitutes racial discrimination or harassment.

 

 

18C . . .

 

 

. . .

 

 

 

18D . . . Teacher Training Agency

 

 

It is unlawful for the Teacher Training Agency in carrying out their functions under Part I of the Education Act 1994 to do any act which constitutes racial discrimination or harassment.

 

 

 

 

19 . . .

 

 

. . .

 

 

 

19ZA . . .

 

 

. . .

 

 

 

 

Planning

 

 

 

 

 

19A Discrimination by planning authorities

 

 

(1)   It is unlawful for a planning authority to discriminate against a person carrying out their planning functions.

 

 

(2)   In this section “planning authority” means—

 

 

                  (a)        in England and Wales, a county, county borough, district or London borough council, the Broads Authority a National Park authority or a joint planning board, . . ., and

 

 

                  (b)        in Scotland, a planning authority or regional planning authority,

 

 

and includes an urban development corporation and a body having functions (whether as an enterprise zone authority or a body invited to prepare a scheme) under Schedule 32 to the Local Government, Planning and Land Act 1980.

 

 

(3)   In this section “planning functions” means—

 

 

                  (a)        in England and Wales, functions under the Town and Country Planning Act 1990, the Planning (Listed Buildings and Conservation Areas) Act 1990 and the Planning (Hazardous Substances) Act 1990, and such other functions as may be prescribed, and

 

 

                  (b)        in Scotland, functions under the Town and Country Planning (Scotland) Act 1997, the Planning (Listed Buildings and Conservation Areas) (Scotland) Act 1997 and the Planning (Hazardous Substances) (Scotland) Act 1997 or Part IX of the Local Government (Scotland) Act 1973, and such other functions as may be prescribed,

 

 

and includes, in relation to an urban development corporation, planning functions under Part XVI of the Local Government, Planning and Land Act 1980 and, in relation to an enterprise zone authority or body invited to prepare an enterprise zone scheme, functions under Part XVIII of that Act.

 

 

 

 

Public authorities

 

 

 

 

 

19B . . . Public authorities

 

 

(1)   It is unlawful for a public authority in carrying out any functions of the authority to do any act which constitutes discrimination.

 

 

(1A)   It is unlawful for a public authority to subject a person to harassment in the course of carrying out any functions of the authority which consist of the provision of—

 

 

                  (a)        any form of social security;

 

 

                  (b)        healthcare;

 

 

                  (c)         any other form of social protection; or

 

 

                  (d)        any form of social advantage,

 

 

which does not fall within section 20.

 

 

(2)   In this section “public authority”—

 

 

                  (a)        includes any person certain of whose functions are functions of a public nature; but

 

 

                  (b)        does not include any person mentioned in subsection (3).

 

 

(3)   The persons mentioned in this subsection are—

 

 

                  (a)        either House of Parliament;

 

 

                  (b)        a person exercising functions in connection with proceedings in Parliament;

 

 

                  (c)         the Security Service;

 

 

                  (d)        the Secret Intelligence Service;

 

 

                  (e)        the Government Communications Headquarters; and

 

 

                  (f)         any unit or part of a unit of any of the naval, military or air forces of the Crown which is for the time being required by the Secretary of State to assist the Government Communications Headquarters in carrying out its functions.

 

 

(4)   In relation to a particular act, a person is not a public authority by virtue only of subsection (2)(a) if the nature of the act is private.

 

 

(5)   This section is subject to sections 19C to 19F.

 

 

(6)   Nothing in this section makes unlawful any act of discrimination or harassment which—

 

 

                  (a)        is made unlawful by virtue of any other provision of this Act; or

 

 

                  (b)        would be so made but for any provision made by or under this Act.

 

 

 

19C Exceptions or further exceptions from section 19B for judicial and legislative acts etc

 

 

(1)   Section 19B does not apply to—

 

 

                  (a)        any judicial act (whether done by a court, tribunal or other person); or

 

 

                  (b)        any act done on the instructions, or on behalf, of a person acting in a judicial capacity.

 

 

(2)   Section 19B does not apply to any act of, or relating to, making, confirming or approving any enactment or Order in Council or any instrument made by a Minister of the Crown under an enactment.

 

 

(3)   Section 19B does not apply to any act of, or relating to, making or approving arrangements, or imposing requirements or conditions, of a kind excepted by section 41.

 

 

(4)   Section 19B does not apply to any act of, or relating to, imposing a requirement, or giving an express authorisation, of a kind mentioned in section 19D(3) in relation to the carrying out of immigration functions.

 

 

(5)   In this section—

 

 

         “immigration functions” has the meaning given in section 19D; and

 

“Minister of the Crown” includes the National Assembly for Wales and a member of the Scottish Executive.

 

 

 

19D Exception from section 19B for certain acts in immigration and nationality cases

 

 

(1)   Section 19B does not make it unlawful for a relevant person to discriminate against another person on grounds of nationality or ethnic or national origins in carrying out immigration functions.

 

 

(2)   For the purposes of subsection (1), “relevant person” means—

 

 

                  (a)        a Minister of the Crown acting personally; or

 

 

                  (b)        any other person acting in accordance with a relevant authorisation.

 

 

(3)   In subsection (2), “relevant authorisation” means a requirement imposed or express authorisation given—

 

 

                  (a)        with respect to a particular case or class of case, by a Minister of the Crown acting personally;

 

 

                  (b)        with respect to a particular class of case—

 

 

            (i)   by any of the enactments mentioned in subsection (5); or

 

   (ii)   by any instrument made under or by virtue of any of those enactments.

 

 

(4)   In subsection (1) “immigration functions” means functions exercisable by virtue of any of the enactments mentioned in subsection (5).

 

 

(5)   Those enactments are—

 

 

                  (a)        the Immigration Acts (within the meaning of section 44 of the Asylum and Immigration (Treatment of Claimants, etc) Act 2004) excluding sections 28A to 28K of the Immigration Act 1971 (c 77) so far as they relate to offences under Part III of that Act and excluding section 14 of the Asylum and Immigration (Treatment of Claimants, etc) Act 2004;

 

 

                  (b)        the Special Immigration Appeals Commission Act 1997 (c 68);

 

 

                  (c)         provision made under section 2(2) of the European Communities Act 1972 (c 68) which relates to immigration or asylum; and

 

 

                  (d)        any provision of Community law which relates to immigration or asylum.

 

 

 

          

 

 

19E Monitoring of exception in relation to immigration and nationality cases

 

 

(1)   The Secretary of State shall appoint a person who is not a member of his staff to act as a monitor.

 

 

(2)   Before appointing any such person, the Secretary of State shall consult the Commission.

 

 

(3)   The person so appointed shall monitor, in such manner as the Secretary of State may determine—

 

 

                  (a)        the likely effect on the operation of the exception in section 19D of any relevant authorisation relating to the carrying out of immigration functions which has been given by a Minister of the Crown acting personally; and

 

 

                  (b)        the operation of that exception in relation to acts which have been done by a person acting in accordance with such an authorisation.

 

 

(4)   The monitor shall make an annual report on the discharge of his functions to the Secretary of State.

 

 

(5)   The Secretary of State shall lay a copy of any report made to him under subsection (4) before each House of Parliament.

 

 

(6)   The Secretary of State shall pay to the monitor such fees and allowances (if any) as he may determine.

 

 

(7)   . . .

 

 

 

19F Exceptions from section 19B for decisions not to prosecute etc

 

 

Section 19B does not apply to—

 

 

                  (a)        a decision not to institute criminal proceedings and, where such a decision has been made, any act done for the purpose of enabling the decision whether to institute criminal proceedings to be made;

 

 

                  (b)        where criminal proceedings are not continued as a result of a decision not to continue them, the decision and, where such a decision has been made—

 

 

            (i)   any act done for the purpose of enabling the decision whether to continue the proceedings to be made; and

 

   (ii)   any act done for the purpose of securing that the proceedings are not continued.

 

 

 

 

Goods, facilities, services and premises

 

 

20 . . . Provision of goods, facilities or services

 

 

(1)   It is unlawful for any person concerned with the provision (for payment or not) of goods, facilities or services to the public or a section of the public to discriminate against a person who seeks to obtain or use those goods, facilities or services—

 

 

                  (a)        by refusing or deliberately omitting to provide him with any of them; or

 

 

                  (b)        by refusing or deliberately omitting to provide him with goods, facilities or services of the like quality, in the like manner and on the like terms as are normal in the first-mentioned person’s case in relation to other members of the public or (where the person so seeking belongs to a section of the public) to other members of that section.

 

 

(2)   The following are examples of the facilities and services mentioned in subsection (1)—

 

 

                  (a)        access to and use of any place which members of the public are permitted to enter;

 

 

                  (b)        accommodation in a hotel, boarding house or other similar establishment;

 

 

                  (c)         facilities by way of banking or insurance or for grants, loans, credit or finance;

 

 

                  (d)        facilities for education;

 

 

                  (e)        facilities for entertainment, recreation or refreshment;

 

 

                  (f)         facilities for transport or travel;

 

 

                  (g)        the services of any profession or trade, or any local or other public authority.

 

 

(3)   It is unlawful for any person concerned with the provision of goods, facilities or services as mentioned in subsection (1), in relation to such provision, to subject to harassment—

 

 

                  (a)        a person who seeks to obtain or use those goods, facilities or services, or

 

 

                  (b)        a person to whom he provides those goods, facilities or services.

 

 

 

 

21 . . . Disposal or management of premises

 

 

(1)   It is unlawful for a person, in relation to premises in Great Britain of which he has power to dispose, to discriminate against another—

 

 

                  (a)        in the terms on which he offers him those premises; or

 

 

                  (b)        by refusing his application for those premises; or

 

 

                  (c)         in his treatment of him in relation to any list of persons in need of premises of that description.

 

 

(2)   It is unlawful for a person, in relation to premises managed by him, to discriminate against a person occupying the premises—

 

 

                  (a)        in the way he affords him access to any benefits or facilities, or by refusing or deliberately omitting to afford him access to them; or

 

 

                  (b)        by evicting him, or subjecting him to any other detriment.

 

 

(2A)   It is unlawful for a person, in relation to such premises as are referred to in subsection (1) or (2), to subject to harassment a person who applies for or, as the case may be, occupies such premises.

 

 

(3)   Subsection (1) does not apply to discrimination, on grounds other than those of race or ethnic or national origins, by a person who owns an estate or interest in the premises and wholly occupies them unless he uses the services of an estate agent for the purposes of the disposal of the premises, or publishes or causes to be published an advertisement in connection with the disposal.

 

 

 

22 Exception from ss 20(1) and 21: small dwellings

 

 

(1)   Sections 20(1) and 21 do not apply to discrimination on grounds other than those of race or ethnic or national origins in either the provision by a person of accommodation in any premises, or the disposal of premises by him, if—

 

 

                  (a)        that person or a near relative of his (“the relevant occupier”) resides, and intends to continue to reside, on the premises; and

 

 

                  (b)        there is on the premises, in addition to the accommodation occupied by the relevant occupier, accommodation (not being storage accommodation or means of access) shared by the relevant occupier with other persons residing on the premises who are not members of his household; and

 

 

                  (c)         the premises are small premises.

 

 

(2)   Premises shall be treated for the purposes of this section as small premises if—

 

 

                  (a)        in the case of premises comprising residential accommodation for one or more households (under separate letting or similar agreements) in addition to the accommodation occupied by the relevant occupier, there is not normally residential accommodation for more than two such households and only the relevant occupier and any member of his household reside in the accommodation occupied by him;

 

 

                  (b)        in the case of premises not falling within paragraph (a), there is not normally residential accommodation on the premises for more than six persons in addition to the relevant occupier and any members of his household.

 

 

 

 

23 Further exceptions from ss 20 and 21

 

 

(1)   Sections 20 and 21 do not apply—

 

 

                  (a)        to discrimination or harassment which is rendered unlawful by any provision of Part II or section 17 or 18; or

 

 

                  (b)        to discrimination which would be rendered unlawful by any provision of Part II but for any of the following provisions, namely sections 4(3), 4A(1)(b), 5(1)(b), 6, 7(4), 9 and 14(4).

 

 

(2)   Section 20(1) does not apply to anything done by a person as a participant in arrangements under which he (for reward or not) takes into his home, and treats as if they were members of his family, children, elderly persons, or persons requiring a special degree of care and attention.

 

 

          

 

 

24 . . . Consent for assignment or sub-letting

 

 

(1)   Where the licence or consent of the landlord or of any other person is required for the disposal to any person of premises in Great Britain comprised in a tenancy, it is unlawful for the landlord or other person—

 

 

                  (a)        to discriminate against a person by withholding the licence or consent for disposal of the premises to him, or

 

 

                  (b)        in relation to such a licence or consent, to subject to harassment a person who applies for the licence or consent, or from whom the licence or consent is withheld.

 

 

(2)   Subsection (1) does not apply to discrimination on grounds other than those of race or ethnic or national origins if—

 

 

                  (a)        the person withholding a licence or consent, or a near relative of his (“the relevant occupier”) resides, and intends to continue to reside, on the premises; and

 

 

                  (b)        there is on the premises, in addition to the accommodation occupied by the relevant occupier, accommodation (not being storage accommodation or means of access) shared by the relevant occupier with other persons residing on the premises who are not members of his household; and

 

 

                  (c)         the premises are small premises.

 

 

(3)   Section 22(2) (meaning of “small premises”) shall apply for the purposes of this as well as of that section.

 

 

(4)   In this section “tenancy” means a tenancy created by a lease or sub-lease, by an agreement for a lease or sub-lease or by a tenancy agreement or in pursuance of any enactment; and “disposal”, in relation to premises comprised in a tenancy, includes assignment or assignation of the tenancy and sub-letting or parting with possession of the premises or any part of the premises.

 

 

(5)   This section applies to tenancies created before the passing of this Act, as well as to others.

 

 

 

 

 

25 Discrimination: associations not within s 11

 

 

(1)   This section applies to any association of persons (however described, whether corporate or unincorporate, and whether or not its activities are carried on for profit) if—

 

 

                  (a)        it has twenty-five or more members; and

 

 

                  (b)        admission to membership is regulated by its constitution and is so conducted that the members do not constitute a section of the public within the meaning of section 20(1); and

 

 

                  (c)         it is not an organisation to which section 11 applies.

 

 

(2)   It is unlawful for an association to which this section applies, in the case of a person who is not a member of the association, to discriminate against him—

 

 

                  (a)        in the terms on which it is prepared to admit him to membership; or

 

 

                  (b)        by refusing or deliberately omitting to accept his application for membership.

 

 

(3)   It is unlawful for an association to which this section applies, in the case of a person who is a member or associate of the association, to discriminate against him—

 

 

                  (a)        in the way it affords him access to any benefits, facilities or services, or by refusing or deliberately omitting to afford him access to them; or

 

 

                  (b)        in the case of a member, by depriving him of membership, or varying the terms on which he is a member; or

 

 

                  (c)         in the case of an associate, by depriving him of his rights as an associate, or varying those rights; or

 

 

                  (d)        in either case, by subjecting him to any other detriment.

 

 

(4)   For the purposes of this section—

 

 

                  (a)        a person is a member of an association if he belongs to it by virtue of his admission to any sort of membership provided for by its constitution (and is not merely a person with certain rights under its constitution by virtue of his membership of some other association), and references to membership of an association shall be construed accordingly;

 

 

                  (b)        a person is an associate of an association to which this section applies if, not being a member of it, he has under its constitution some or all of the rights enjoyed by members (or would have apart from any provision in its constitution authorising the refusal of those rights in particular cases).

 

 

 

26 Exception from s 25 for certain associations

 

 

(1)   An association to which section 25 applies is within this subsection if the main object of the association is to enable the benefits of membership (whatever they may be) to be enjoyed by persons of a particular racial group defined otherwise than by reference to colour; and in determining whether that is the main object of an association regard shall be had to the essential character of the association and to all relevant circumstances including, in particular, the extent to which the affairs of the association are so conducted that the persons primarily enjoying the benefits of membership are of the racial group in question.

 

 

(2)   In the case of an association within subsection (1), nothing in section 25 shall render unlawful any act not involving discrimination on the ground of colour.

 

 

 

Barristers

 

 

26A . . . Barristers

 

 

(1)   It is unlawful for a barrister or barrister’s clerk, in relation to any offer of a pupillage or tenancy, to discriminate against a person—

 

 

                  (a)        in the arrangements which are made for the purpose of determining to whom it should be offered;

 

 

                  (b)        in respect of any terms on which it is offered; or

 

 

                  (c)         by refusing, or deliberately omitting, to offer it to him.

 

 

(2)   It is unlawful for a barrister or barrister’s clerk, in relation to a pupil or tenant in the chambers in question, to discriminate against him—

 

 

                  (a)        in respect of any terms applicable to him as a pupil or tenant;

 

 

                  (b)        in the opportunities for training, or gaining experience which are afforded or denied to him;

 

 

                  (c)         in the benefits, facilities or services which are afforded or denied to him; or

 

 

                  (d)        by terminating his pupillage or by subjecting him to any pressure to leave the chambers or other detriment.

 

 

(3)   It is unlawful for any person, in relation to the giving, withholding or acceptance of instructions to a barrister, to discriminate against any person or to subject any person to harassment.

 

 

(3A)   It is unlawful for a barrister or barrister’s clerk, in relation to a pupillage or tenancy in the set of chambers in question, to subject to harassment a person who is, or has applied to be, a pupil or tenant.

 

 

(4)   In this section—

 

 

         “barrister’s clerk” includes any person carrying out any of the functions of a barrister’s clerk; and

 

“pupil”, “pupillage”, “tenancy” and “tenant” have the meanings commonly associated with their use in the context of a set of barristers’ chambers.

 

 

(5)   This section does not apply to Scotland.

 

 

 

          

 

 

Advocates

 

 

26B . . . Advocates

 

 

(1)   It is unlawful for an advocate, in relation to taking any person as his pupil, to discriminate against a person—

 

 

                  (a)        in the arrangements which he makes for the purpose of determining whom he will take as his pupil;

 

 

                  (b)        in respect of any terms on which he offers to take any person as his pupil; or

 

 

                  (c)         by refusing, or deliberately omitting, to take a person as his pupil.

 

 

(2)   It is unlawful for an advocate, in relation to a person who is a pupil, to discriminate against him—

 

 

                  (a)        in respect of any terms applicable to him as a pupil;

 

 

                  (b)        in the opportunities for training, or gaining experience, which are afforded or denied to him;

 

 

                  (c)         in the benefits, facilities or services which are afforded or denied to him; or

 

 

                  (d)        by terminating the relationship or by subjecting him to any pressure to terminate the relationship or other detriment.

 

 

(3)   It is unlawful for any person, in relation to the giving, withholding or acceptance of instructions to an advocate, to discriminate against any person or to subject any person to harassment.

 

 

(3A)   It is unlawful for an advocate, in relation to taking any person as his pupil, to subject to harassment a person who has applied to be, or is, a pupil.

 

 

(4)   In this section—

 

 

         “advocate” means a member of the Faculty of Advocates practising as such; and

 

“pupil” has the meaning commonly associated with its use in the context of a person training to be an advocate.

 

 

(5)   This section does not apply to England and Wales.

 

 

 

Extent

 

 

27 Extent of Part III

 

 

(1)   Sections 17 to 18D do not apply to benefits, facilities or services outside Great Britain except—

 

 

                  (a)        travel on a ship registered at a port of registry in Great Britain; and

 

 

                  (b)        benefits, facilities or services provided on a ship so registered.

 

 

(1A)   In its application in relation to granting entry clearance (within the meaning of the Immigration Act 1971) section 19B applies in relation to acts done outside the United Kingdom, as well as those done within Great Britain.

 

 

(2)   Section 20(1)—

 

 

                  (a)        does not apply to goods, facilities or services outside Great Britain except as provided in subsections (3) and (4); and

 

 

                  (b)        does not apply to facilities by way of banking or insurance or for grants, loans, credit or finance, where the facilities are for a purpose to be carried out, or in connection with risks wholly or mainly arising, outside Great Britain.

 

 

(3)   Section 20(1) applies to the provision of facilities for travel outside Great Britain where the refusal or omission occurs in Great Britain or on a ship, aircraft or hovercraft within subsection (4).

 

 

(4)   Section 20(1) applies on and in relation to—

 

 

                  (a)        any ship registered at a port of registry in Great Britain; and

 

 

                  (b)        any aircraft or hovercraft registered in the United Kingdom and operated by a person who has his principal place of business, or is ordinarily resident, in Great Britain,

 

 

even if the ship, aircraft or hovercraft is outside Great Britain.

 

 

(5)   This section shall not render unlawful an act done in or over a country outside the United Kingdom, or in or over that country’s territorial waters, for the purpose of complying with the laws of that country.

 

 

 

 

Part IV

Other Unlawful Acts

 

 

27A Relationships which have come to an end

 

 

(1)   In this section a “relevant relationship” is a relationship during the course of which, by virtue of any provision referred to in section 1(1B), taken with section 1(1) or (1A), or (as the case may be) by virtue of section 3A—

 

 

                  (a)        an act of discrimination by one party to the relationship (“the relevant party”) against another party to the relationship, on grounds of race or ethnic or national origins, or

 

 

                  (b)        harassment of another party to the relationship by the relevant party,

 

 

is unlawful.

 

 

(2)   Where a relevant relationship has come to an end it is unlawful for the relevant party—

 

 

                  (a)        to discriminate against another party, on grounds of race or ethnic or national origins, by subjecting him to a detriment, or

 

 

                  (b)        to subject another party to harassment,

 

 

where the discrimination or harassment arises out of and is closely connected to that relationship.

 

 

(3)   In subsection (1) reference to an act of discrimination or harassment which is unlawful includes, in the case of a relationship which has come to an end before 19th July 2003, reference to such an act which would, after that date, be unlawful.

 

 

(4)   For the purposes of any proceedings in respect of an unlawful act under subsection (2), that act shall be treated as falling within circumstances relevant for the purposes of such of the provisions, or Parts, referred to in subsection (1) as determine most closely the nature of the relevant relationship.

 

 

 

 

28 Discriminatory practices

 

 

(1)   In this section “discriminatory practice” means—

 

 

                  (a)        the application of a requirement or condition which results in an act of discrimination which is unlawful by virtue of any provision of Part II or III taken with section 1(1)(b), or which would be likely to result in such an act of discrimination if the persons to whom it is applied included persons of any particular racial group as regards which there has been no occasion for applying it; or

 

 

                  (b)        the application of a provision, criterion or practice which results in an act of discrimination which is unlawful by virtue of any provision referred to in section 1(1B), taken with section 1(1A), or which would be likely to result in such an act of discrimination, if the persons to whom it is applied included persons of any particular race or of any particular ethnic or national origins, as regards which there has been no occasion for applying it.

 

 

(2)   A person acts in contravention of this section if and so long as—

 

 

                  (a)        he applies a discriminatory practice; or

 

 

                  (b)        he operates practices or other arrangements which in any circumstances would call for the application by him of a discriminatory practice.

 

 

(3)   Proceedings in respect of a contravention of this section shall be brought only by the Commission in accordance with sections 58 to 62.

 

 

 

29 Discriminatory advertisements

 

 

(1)   It is unlawful to publish or to cause to be published an advertisement which indicates, or might reasonably be understood as indicating, an intention by a person to do an act of discrimination, whether the doing of that act by him would be lawful or, by virtue of Part II or III, unlawful.

 

 

(2)   Subsection (1) does not apply to an advertisement—

 

 

                  (a)        if the intended act would be lawful by virtue of any of sections 5, 6, 7(3) and (4), 10(3), 26, 34(2)(b), 35 to 39 and 41; or

 

 

                  (b)        if the advertisement relates to the services of an employment agency (within the meaning of section 14(1)) and the intended act only concerns employment which the employer could by virtue of section 5, 6 or 7(3) or (4) lawfully refuse to offer to persons against whom the advertisement indicates an intention to discriminate.

 

 

(3)   Subsection (1) does not apply to an advertisement which indicates that persons of any class defined otherwise than by reference to colour, race or ethnic or national origins are required for employment outside Great Britain.

 

 

(4)   The publisher of an advertisement made unlawful by subsection (1) shall not be subject to any liability under that subsection in respect of the publication of the advertisement if he proves—

 

 

                  (a)        that the advertisement was published in reliance on a statement made to him by the person who caused it to be published to the effect that, by reason of the operation of subsection (2) or (3), the publication would not be unlawful; and

 

 

                  (b)        that it was reasonable for him to rely on the statement.

 

 

(5)   A person who knowingly or recklessly makes a statement such as is mentioned in subsection (4)(a) which in a material respect is false or misleading commits an offence, and shall be liable on summary conviction to a fine not exceeding level 5 on the standard scale.

 

 

30 Instructions to commit unlawful acts

 

 

It is unlawful for a person—

 

 

                  (a)        who has authority over another person; or

 

 

                  (b)        in accordance with whose wishes that other person is accustomed to act,

 

 

to instruct him to do any act which is unlawful by virtue of Part II or III, section 76ZA or, where it renders an act unlawful on grounds of race or ethnic or national origins, section 76, or procure or attempt to procure the doing by him of any such act.

 

 

        

31 Pressure to commit unlawful acts

 

 

(1)   It is unlawful to induce, or attempt to induce, a person to do any act which contravenes Part II or III, section 76ZA or, where it renders an act unlawful on grounds of race or ethnic or national origins, section 76.

 

 

(2)   An attempted inducement is not prevented from falling within subsection (1) because it is not made directly to the person in question, if it is made in such a way that he is likely to hear of it.

 

 

 

 

          

 

 

32 Liability of employers and principals

 

 

(1)   Anything done by a person in the course of his employment shall be treated for the purposes of this Act (except as regards offences thereunder) as done by his employer as well as by him, whether or not it was done with the employer’s knowledge or approval.

 

 

(2)   Anything done by a person as agent for another person with the authority (whether express or implied, and whether precedent or subsequent) of that other person shall be treated for the purposes of this Act (except as regards offences thereunder) as done by that other person as well as by him.

 

 

(3)   In proceedings brought under this Act against any person in respect of an act alleged to have been done by an employee of his it shall be a defence for that person to prove that he took such steps as were reasonably practicable to prevent the employee from doing that act, or from doing in the course of his employment acts of that description.

 

 

 

33 Aiding unlawful acts

 

 

(1)   A person who knowingly aids another person to do an act made unlawful by this Act shall be treated for the purposes of this Act as himself doing an unlawful act of the like description.

 

 

(2)   For the purposes of subsection (1) an employee or agent for whose act the employer or principal is liable under section 32 (or would be so liable but for section 32(3)) shall be deemed to aid the doing of the act by the employer or principal.

 

 

(3)   A person does not under this section knowingly aid another to do an unlawful act if—

 

 

                  (a)        he acts in reliance on a statement made to him by that other person that, by reason of any provision of this Act, the act which he aids would not be unlawful; and

 

 

                  (b)       it is reasonable for him to rely on the statement.

 

 

(4)   A person who knowingly or recklessly makes a statement such as is mentioned in subsection (3)(a) which in a material respect is false or misleading commits an offence, and shall be liable on summary conviction to a fine not exceeding level 5 on the standard scale.

 

 

 

Part V

Charities

 

 

34 Charities

 

 

(1)   A provision which is contained in a charitable instrument (whenever that instrument took or takes effect) and which provides for conferring benefits on persons of a class defined by reference to colour shall have effect for all purposes as if it provided for conferring the like benefits—

 

 

                  (a)        on persons of the class which results if the restriction by reference to colour is disregarded; or

 

 

                  (b)        where the original class is defined by reference to colour only, on persons generally;

 

 

but nothing in this subsection shall be taken to alter the effect of any provision as regards any time before the coming into operation of this subsection.

 

 

(2)   Nothing in Parts II to IV shall—

 

 

                  (a)        be construed as affecting a provision to which this subsection applies; or

 

 

                  (b)        render unlawful an act which is done in order to give effect to such a provision.

 

 

(3)   Subsection (2) applies to any provision which is contained in a charitable instrument (whenever that instrument took or takes effect) and which provides for conferring benefits on persons of a class defined otherwise than by reference to colour (including a class resulting from the operation of subsection (1)).

 

 

(3A)   Subsection (2)(b) does not apply to an act which is unlawful, on grounds of race or ethnic or national origins, by virtue of section 4 or 7.

 

 

(4)   In this section “charitable instrument” means an enactment or other instrument passed or made for charitable purposes, or an enactment or other instrument so far as it relates to charitable purposes, and in Scotland includes the governing instrument of an endowment or of an educational endowment as those expressions are defined in section 135(1) of the Education (Scotland) Act 1962.

 

 

In the application of this section to England and Wales, “charitable purposes” means purposes which are exclusively charitable according to the law of England and Wales.

 

 

 

 

Part VI

General Exceptions from Parts II to IV

 

 

35 Special needs of racial groups in regard to education, training or welfare

 

 

Nothing in Parts II to IV shall render unlawful any act done in affording persons of a particular racial group access to facilities or services to meet the special needs of persons of that group in regard to their education, training or welfare, or any ancillary benefits.

 

 

 

 

36 Provision of education or training for persons not ordinarily resident in Great Britain

 

 

Nothing in Parts II to IV shall render unlawful any act done by a person, on grounds other than race or ethnic or national origins, for the benefit of persons not ordinarily resident in Great Britain in affording them access to facilities for education or training or any ancillary benefits, where it appears to him that the persons in question do not intend to remain in Great Britain after their period of education or training there.

 

 

 

 

37 Discriminatory training by certain bodies

 

 

(1)   Nothing in Parts II to IV shall render unlawful any act done in relation to particular work by [any person] in or in connection with—

 

 

                  (a)        affording only persons of a particular racial group access to facilities for training which would help to fit them for that work; or

 

 

                  (b)        encouraging only persons of a particular racial group to take advantage of opportunities for doing that work,

 

 

where it reasonably appears to that person that at any time within the twelve months immediately preceding the doing of the act—

 

 

                  (i)         there were no persons of that group among those doing that work in Great Britain; or

 

 

                  (ii)         the proportion of persons of that group among those doing that work in Great Britain was small in comparison with the proportion of persons of that group among the population of Great Britain.

 

 

(2)   Where in relation to particular work it reasonably appears to any person that although the condition for the operation of subsection (1) is not met for the whole of Great Britain it is met for an area within Great Britain, nothing in Parts II to IV shall render unlawful any act done by that person in or in connection with—

 

 

                  (a)        affording persons who are of the racial group in question, and who appear likely to take up that work in that area, access to facilities for training which would help to fit them for that work; or

 

 

                  (b)        encouraging persons of that group to take advantage of opportunities in the area for doing that work.

 

 

(3)   The preceding provisions of this section shall not apply to any discrimination which is rendered unlawful by section 4(1) or (2).

 

 

 

 

 

 

38 Other discriminatory training etc

 

 

(1)   Nothing in Parts II to IV shall render unlawful any act done by an employer in relation to particular work in his employment at a particular establishment in Great Britain being an act done in or in connection with—

 

 

                  (a)        affording only those of his employees working at that establishment who are of a particular racial group access to facilities for training which would help to fit them for that work; or

 

 

                  (b)        encouraging only persons of a particular racial group to take advantage of opportunities for doing that work at that establishment,

 

 

where any of the conditions in subsection (2) was satisfied at any time within the twelve months immediately preceding the doing of the act.

 

 

(2)   Those conditions are—

 

 

                  (a)        that there are no persons of the racial group in question among those doing that work at that establishment; or

 

 

                  (b)        that the proportion of persons of that group among those doing that work at that establishment is small in comparison with the proportion of persons of that group—

 

 

            (i)   among all those employed by that employer there; or

 

   (ii)   among the population of the area from which that employer normally recruits persons for work in his employment at that establishment.

 

 

(3)   Nothing in section 11 shall render unlawful any act done by an organisation to which that section applies in or in connection with—

 

 

                  (a)        affording only members of the organisation who are of a particular racial group access to facilities for training which would help to fit them for holding a post of any kind in the organisation; or

 

 

                  (b)        encouraging only members of the organisation who are of a particular racial group to take advantage of opportunities for holding such posts in the organisation,

 

 

where either of the conditions in subsection (4) was satisfied at any time within the twelve months immediately preceding the doing of the act.

 

 

(4)   Those conditions are—

 

 

                  (a)        that there are no persons of the racial group in question among persons holding such posts in that organisation; or

 

 

                  (b)        that the proportion of persons of that group among those holding such posts in that organisation is small in comparison with the proportion of persons of that group among the members of the organisation.

 

 

(5)   Nothing in Parts II to IV shall render unlawful any act done by an organisation to which section 11 applies in or in connection with encouraging only persons of a particular racial group to become members of the organisation where at any time within the twelve months immediately preceding the doing of the act—

 

 

                  (a)        no persons of that group were members of the organisation; or

 

 

                  (b)        the proportion of persons of that group among members of the organisation was small in comparison with the proportion of persons of that group among those eligible for membership of the organisation.

 

 

(6)   Section 8 (meaning of employment at establishment in Great Britain) shall apply for the purposes of this section as if this section were contained in Part II.

 

 

        

39 Sports and competitions

 

 

Nothing in Parts II to IV shall render unlawful any act whereby a person discriminates against another on the basis of that other’s nationality or place of birth or the length of time for which he has been resident in a particular area or place, if the act is done—

 

 

                  (a)        in selecting one or more persons to represent a country, place or area, or any related association, in any sport or game; or

 

 

                  (b)        in pursuance of the rules of any competition so far as they relate to eligibility to compete in any sport or game.

 

 

 

40 Indirect access to benefits, etc

 

 

(1)   References in this Act to the affording by any person of access to benefits, facilities or services are not limited to benefits, facilities or services provided by that person himself, but include any means by which it is in that person’s power to facilitate access to benefits, facilities or services provided by any other person (the “actual provider”).

 

 

(2)   Where by any provision of this Act the affording by any person of access to benefits, facilities or services in a discriminatory way is in certain circumstances prevented from being unlawful, the effect of the provision shall extend also to the liability under this Act of any actual provider.

 

 

 

41 Acts done under statutory authority etc

 

 

(1)   Nothing in Parts II to IV shall render unlawful any act of discrimination done—

 

 

                  (a)        in pursuance of any enactment or Order in Council; or

 

 

                  (b)        in pursuance of any instrument made under any enactment by a Minister of the Crown; or

 

 

                  (c)         in order to comply with any condition or requirement imposed by a Minister of the Crown (whether before or after the passing of this Act) by virtue of any enactment.

 

 

   References in this section to an enactment, Order in Council or instrument include an enactment, Order in Council or instrument passed or made after the passing of this Act.

 

 

(1A)   Subsection (1) does not apply to an act which is unlawful, on grounds of race or ethnic or national origins, by virtue of a provision referred to in section 1(1B).

 

 

(2)   Nothing in Parts II to IV shall render unlawful any act whereby a person discriminates against another on the basis of that other’s nationality or place of ordinary residence or the length of time for which he has been present or resident in or outside the United Kingdom or an area within the United Kingdom, if that Act is done—

 

 

                  (a)        in pursuance of any enactment or Order in Council; or

 

 

                  (b)        in pursuance of any instrument made under any enactment by a Minister of the Crown; or

 

 

                  (c)         in order to comply with any requirement imposed by a Minister of the Crown (whether before or after the passing of this Act) by virtue of any enactment; or

 

 

                  (d)        in pursuance of any arrangements made (whether before or after the passing of this Act) by or with the approval of, or for the time being approved by, a Minister of the Crown; or

 

 

                  (e)        in order to comply with any condition imposed (whether before or after the passing of this Act) by a Minister of the Crown.

 

 

 

 

 

 

42 Acts safeguarding national security

 

 

Nothing in Parts II to IV shall render unlawful an act done for the purpose of safeguarding national security if the doing of the act was justified by that purpose.

 

 

 

 

Part VII

The Commission for Racial Equality

 

 

General

 

 

43 Establishment and duties of Commission

 

 

(1)   There shall be a body of Commissioners named the Commission for Racial Equality consisting of at least eight but not more than fifteen individuals each appointed by the Secretary of State on a full-time or part-time basis, which shall have the following duties—

 

 

                  (a)        to work towards the elimination of discrimination and harassment;

 

 

                  (b)        to promote equality of opportunity, and goods relations, between persons of different racial groups generally; and

 

 

                  (c)         to keep under review the working of this Act and, when they are so required by the Secretary of State or otherwise think it necessary, draw up and submit to the Secretary of State proposals for amending it.

 

 

(1A)   One of the Commissioners shall be a person who appears to the Secretary of State to have special knowledge of Scotland.

 

 

(2)   The Secretary of State shall appoint—

 

 

                  (a)        one of the Commissioners to be chairman of the Commission; and

 

 

                  (b)        either one or more of the Commissioners (as the Secretary of State thinks fit) to be deputy chairman or deputy chairmen of the Commission.

 

 

(3)   The Secretary of State may by order amend subsection (1) so far as it regulates the number of Commissioners.

 

 

(4)   Schedule 1 shall have effect with respect to the Commission.

 

 

(5)   . . .

 

 

 

 

44 Assistance to organisations

 

 

(1)   The Commission may give financial or other assistance to any organisation appearing to the Commission to be concerned with the promotion of equality of opportunity, and good relations, between persons of different racial groups, but shall not give any such financial assistance out of money provided (through the Secretary of State) by Parliament except with the approval of the Secretary of State given with the consent of the Treasury.

 

 

(2)   Except in so far as other arrangements for their discharge are made and approved under paragraph 12 of Schedule 1—

 

 

                  (a)        the Commission’s functions under subsection (1); and

 

 

                  (b)        other functions of the Commission in relation to matters connected with the giving of such financial or other assistance as is mentioned in that subsection,

 

 

shall be discharged under the general direction of the Commission by a committee of the Commission consisting of at least three but not more than five Commissioners, of whom one shall be the deputy chairman or one of the deputy chairmen of the Commission.

 

 

 

 

45 Research and education

 

 

(1)   The Commission may undertake or assist (financially or otherwise) the undertaking by other persons of any research, and any educational activities, which appear to the Commission necessary or expedient for the purposes of section 43(1).

 

 

(2)   The Commission may make charges for educational or other facilities or services made available by them.

 

 

46 Annual reports

 

 

(1)   As soon as practicable after the end of each calendar year the Commission shall make to the Secretary of State a report on their activities during the year (an “annual report”).

 

 

(2)   Each annual report shall include a general survey of developments, during the period to which it relates, in respect of matters falling within the scope of the Commission’s functions.

 

 

(3)   The Secretary of State shall lay a copy of every annual report before each House of Parliament, and shall cause the report to be published.

 

 

 

Codes of practice

 

 

47 Codes of practice

 

 

(1)   The Commission may issue codes of practice containing such practical guidance as the Commission think fit for all or any of the following purposes, namely—

 

 

                  (a)        the elimination of discrimination and harassment in the field of employment;

 

 

                  (b)        the promotion of equality of opportunity in that field between persons of different racial groups

 

 

                  (c)         the elimination of discrimination and harassment in the field of housing . . .;

 

 

                  (d)        the promotion of equality of opportunity in the field of . . . housing between persons of different racial groups.

 

 

(2)   When the Commission propose to issue a code of practice, they shall prepare and publish a draft of that code, shall consider any representations made to them about the draft and may modify the draft accordingly.

 

 

(3)   In the course of preparing any draft code of practice relating to the field of employment for eventual publication under subsection (2) the Commission shall consult with—

 

 

                  (a)        such organisations or associations of organisations representative of employers or of workers; and

 

 

                  (b)        such other organisations, or bodies,

 

 

as appear to the Commission to be appropriate.

 

 

(3A)   In the course of preparing any draft code of practice relating to the field of . . . housing for eventual publication under subsection (2) the Commission shall consult with such organisations or bodies as appear to the Commission to be appropriate having regard to the content of the draft code.

 

 

(4)   If the Commission determine to proceed with a draft code of practice, they shall transmit the draft to the Secretary of State who shall—

 

 

                  (a)        if he approves of it, lay it before both Houses of Parliament; and

 

 

                  (b)        if he does not approve of it, publish details of his reasons for withholding approval.

 

 

(5)   If, within the period of forty days beginning with the day on which a copy of a draft code of practice is laid before each House of Parliament, or, if such copies are laid on different days, with the later of the two days, either House so resolves, no further proceedings shall be taken thereon, but without prejudice to the laying before Parliament of a new draft.

 

 

(6)   In reckoning the period of forty days referred to in subsection (5), no account shall be taken of any period during which Parliament is dissolved or prorogued or during which both Houses are adjourned for more than four days.

 

 

(7)   If no such resolution is passed as is referred to in subsection (5), the Commission shall issue the code in the form of the draft and the code shall come into effect on such day as the Secretary of State may by order appoint.

 

 

(8)   Without prejudice to section 74(3), an order under subsection (7) may contain such transitional provisions or savings as appear to the Secretary of State to be necessary or expedient in connection with the code of practice thereby brought into operation.

 

 

(9)   The Commission may from time to time revise the whole or any part of a code of practice issued under this section and issue that revised code, and subsections (2) to (8) shall apply (with appropriate modifications) to such a revised code as they apply to the first issue of a code.

 

 

(10)   A failure on the part of any person to observe any provision of a code of practice shall not of itself render him liable to any proceedings; but in any proceedings under this Act before an employment tribunal a county court or, in Scotland, a sheriff court any code of practice issued under this section shall be admissible in evidence, and if any provision of such a code appears to the tribunal or the court to be relevant to any question arising in the proceedings it shall be taken into account in determining that question.

 

 

(11)   Without prejudice to subsection (1), a code of practice issued under this section may include such practical guidance as the Commission think fit as to what steps it is reasonably practicable for employers to take for the purpose of preventing their employees from doing in the course of their employment acts made unlawful by this Act.

 

 

 

Investigations

 

 

48 Power to conduct formal investigations

 

 

(1)   Without prejudice to their general power to do anything requisite for the performance of their duties under section 43(1) the Commission may if they think fit, and shall if required by the Secretary of State, conduct a formal investigation for any purpose connected with the carrying out of those duties.

 

 

(2)   The Commission may, with the approval of the Secretary of State, appoint, on a full-time or part-time basis, one or more individuals as additional Commissioners for the purposes of a formal investigation.

 

 

(3)   The Commission may nominate one or more Commissioners, with or without one or more additional Commissioners, to conduct a formal investigation on their behalf, and may delegate any of their functions in relation to the investigation to the persons so nominated.

 

 

 

49 Terms of reference

 

 

(1)   The Commission shall not embark on a formal investigation unless the requirements of this section have been complied with.

 

 

(2)   Terms of reference for the investigation shall be drawn up by the Commission or, if the Commission were required by the Secretary of State to conduct the investigation, by the Secretary of State after consulting the Commission.

 

 

(3)   It shall be the duty of the Commission to give general notice of the holding of the investigation unless the terms of reference confine it to activities of persons named in them, but in such a case the Commission shall in the prescribed manner give those persons notice of the holding of the investigation.

 

 

(4)   Where the terms of reference of the investigation confine it to activities of persons named in them and the Commission in the course of it propose to investigate any act made unlawful by this Act which they believe that a person so named may have done, the Commission shall—

 

 

                  (a)        inform that person of their belief and of their proposal to investigate the act in question; and

 

 

                  (b)        offer him an opportunity of making oral or written representations with regard to it (or both oral and written representations if he thinks fit);

 

 

and a person so named who avails himself of an opportunity under this sub-section of making oral representations may be represented—

 

 

                  (i)         by counsel or a solicitor; or

 

 

                  (ii)         by some other person of his choice, not being a person to whom the Commission object on the ground that he is unsuitable.

 

 

(5)   The Commission or, if the Commission were required by the Secretary of State to conduct the investigation, the Secretary of State after consulting the Commission may from time to time revise the terms of reference; and sub-sections (1), (3) and (4) shall apply to the revised investigation and terms of reference as they applied to the original.

 

 

 

 

50 Power to obtain information

 

 

(1)   For the purposes of a formal investigation the Commission, by a notice in the prescribed form served on him in the prescribed manner—

 

 

                  (a)        may require any person to furnish such written information as may be described in the notice, and may specify the time at which, and the manner and form in which, the information is to be furnished;

 

 

                  (b)        may require any person to attend at such time and place as is specified in the notice and give oral information about, and produce all documents in his possession or control relating to, any matter specified in the notice.

 

 

(2)   Except as provided by section 60, a notice shall be served under subsection (1) only where—

 

 

                  (a)        service of the notice was authorised by an order made by the Secretary of State; or

 

 

                  (b)        the terms of reference of the investigation state that the Commission believe that a person named in them may have done or may be doing acts of all or any of the following descriptions—

 

 

            (i)   unlawful acts of discrimination or harassment;

 

   (ii)   contraventions of section 28; and

 

   (iii)   contraventions of sections 29, 30 or 31,

 

 

         and confine the investigation to those acts.

 

 

(3)   A notice under subsection (1) shall not require a person—

 

 

                  (a)        to give information, or produce any documents, which he could not be compelled to give in evidence, or produce, in civil proceedings before the High Court or the Court of Session; or

 

 

                  (b)        to attend at any place unless the necessary expenses of his journey to and from that place are paid or tendered to him.

 

 

(4)   If a person fails to comply with a notice served on him under subsection (1) or the Commission have reasonable cause to believe that he intends not to comply with it, the Commission may apply to a county court or, in Scotland, a sheriff court for an order requiring him to comply with it or with such directions for the like purpose as may be contained in the order.

 

 

(5)   Section 55 of the County Courts Act 1984 (penalty for neglecting witness summons) shall apply to failure without reasonable excuse to comply with an order of a county court under subsection (4) as it applies in the cases provided in the [said section 55]; and paragraph 73 of Schedule 1 to the Sheriff Courts (Scotland) Act 1907 (power of sheriff to grant second diligence for compelling the attendance of witnesses or havers) shall apply to an order of a sheriff court under subsection (4) as it applies in proceedings in the sheriff court.

 

 

(6)   A person commits an offence if he—

 

 

                  (a)        wilfully alters, suppresses, conceals or destroys a document which he has been required by a notice or order under this section to produce; or

 

 

                  (b)        in complying with such a notice or order, knowingly or recklessly makes any statement which is false in a material particular,

 

 

and shall be liable on summary conviction to a fine not exceeding level 5 on the standard scale.

 

 

(7)   Proceedings for an offence under subsection (6) may (without prejudice to any jurisdiction exercisable apart from this subsection) be instituted—

 

 

                  (a)        against any person at any place at which he has an office or other place of business;

 

 

                  (b)        against an individual at any place where he resides, or at which he is for the time being.

 

 

 

51 Recommendations and reports on formal investigations

 

 

(1)   If in the light of any of their findings in a formal investigation it appears to the Commission necessary or expedient, whether during the course of the investigation or after its conclusion—

 

 

                  (a)        to make to any person, with a view to promoting equality of opportunity between persons of different racial groups who are affected by any of his activities, recommendations for changes in his policies or procedures, or as to any other matters; or

 

 

                  (b)        to make to the Secretary of State any recommendations, whether for changes in the law or otherwise,

 

 

the Commission shall make those recommendations accordingly.

 

 

(2)   The Commission shall prepare a report of their findings in any formal investigation conducted by them.

 

 

(3)   If the formal investigation is one required by the Secretary of State—

 

 

                  (a)        the Commission shall deliver the report to the Secretary of State; and

 

 

                  (b)        the Secretary of State shall cause the report to be published,

 

 

and, unless required by the Secretary of State, the Commission shall not publish the report.

 

 

(4)   If the formal investigation is not one required by the Secretary of State, the Commission shall either publish the report, or make it available for inspection in accordance with subsection (5).

 

 

(5)   Where under subsection (4) a report is to be made available for inspection, any person shall be entitled, on payment of such fee (if any) as may be determined by the Commission—

 

 

                  (a)        to inspect the report during ordinary office hours and take copies of all or any part of the report; or

 

 

                  (b)        to obtain from the Commission a copy, certified by the Commission to be correct, of the report.

 

 

(6)   The Commission may, if they think fit, determine that the right conferred by subsection (5)(a) shall be exercisable in relation to a copy of the report instead of, or in addition to, the original.

 

 

(7)   The Commission shall give general notice of the place or places where, and the times when, reports may be inspected under subsection (5).

 

 

 

52 Restriction on disclosure of information

 

 

(1)   No information given to the Commission by any person (“the informant”) in connection with a formal investigation shall be disclosed by the Commission, or by any person who is or has been a Commissioner, additional Commissioner or employee of the Commission, except—

 

 

                  (a)        on the order of any court; or

 

 

                  (b)        with the informant’s consent; or

 

 

                  (c)         in the form of a summary or other general statement published by the Commission which does not identify the informant or any other person to whom the information relates; or

 

 

                  (d)        in a report of the investigation published by the Commission or made available for inspection under section 51(5); or

 

 

                  (e)        to the Commissioners, additional Commissioners or employees of the Commission, or, so far as may be necessary for the proper performance of the functions of the Commission, to other persons; or

 

 

                  (f)         for the purpose of any civil proceedings under this Act to which the Commission are a party, or any criminal proceedings.

 

 

(2)   Any person who discloses information in contravention of subsection (1) commits an offence and shall be liable on summary conviction to a fine not exceeding level 5 on the standard scale.

 

 

(3)   In preparing any report for publication or for inspection the Commission shall exclude, so far as is consistent with their duties and the object of the report, any matter which relates to the private affairs of any individual or the business interests of any person where the publication of that matter might, in the opinion of the Commission, prejudicially affect that individual or person.

 

 

Part VIII

Enforcement

 

 

General

 

 

53 Restriction of proceedings for breach of act

 

 

(1)   Except as provided by this Act or the Special Immigration Appeals Commission Act 1997 or Part 5 of the Nationality, Immigration and Asylum Act 2002 no proceedings, whether civil or criminal, shall lie against any person in respect of an act by reason that the act is unlawful by virtue of a provision of this Act.

 

 

(2)   Subsection (1) does not preclude the making of an order of certiorari, mandamus or prohibition.

 

 

(3)   In Scotland, subsection (1) does not preclude the exercise of the jurisdiction of the Court of Session to entertain an application for reduction or suspension of any order or determination or otherwise to consider the validity of any order or determination, or to require reasons for any order or determination to be stated.

 

 

(4)   Subsections (2) and (3) do not, except so far as provided by section 76, apply to any act which is unlawful by virtue of section 76(5) or (9) or by virtue of section 76(10)(b), (11) and (11B).

 

 

 

Enforcement in employment field

 

 

54 Jurisdiction of employment tribunals

 

 

(1)   A complaint by any person (“the complainant”) that another person (“the respondent”)—

 

 

                  (a)        has committed an act . . . against the complainant which is unlawful by virtue of Part II, section 76ZA or, in relation to discrimination on grounds of race or ethnic or national origins, or harassment, section 26A, 26B or 76; or

 

 

                  (b)        is by virtue of section 32 or 33 to be treated as having committed such an act . . . against the complainant,

 

 

may be presented to an employment tribunal.

 

 

(2)   Subsection (1) does not apply to a complaint under section 12(1) of an act in respect of which an appeal, or proceedings in the nature of an appeal, may be brought under any enactment, . . ..

 

 

 

54A Burden of proof: employment tribunals

 

 

(1)   This section applies where a complaint is presented under section 54 and the complaint is that the respondent—

 

 

                  (a)        has committed an act of discrimination, on grounds of race or ethnic or national origins, which is unlawful by virtue of any provision referred to in section 1(1B)(a), (e) or (f), or Part IV in its application to those provisions, or

 

 

                  (b)        has committed an act of harassment.

 

 

(2)   Where, on the hearing of the complaint, the complainant proves facts from which the tribunal could, apart from this section, conclude in the absence of an adequate explanation that the respondent—

 

 

                  (a)        has committed such an act of discrimination or harassment against the complainant, or

 

 

                  (b)        is by virtue of section 32 or 33 to be treated as having committed such an act of discrimination or harassment against the complainant,

 

 

the tribunal shall uphold the complaint unless the respondent proves that he did not commit or, as the case may be, is not to be treated as having committed, that act.

 

 

 

 

55 . . .

 

 

. . .

 

 

 

56 Remedies on complaint under s 54

 

 

(1)   Where an employment tribunal finds that a complaint presented to it under section 54 is well-founded, the tribunal shall make such of the following as it considers just and equitable—

 

 

                  (a)        an order declaring the rights of the complainant and the respondent in relation to the act to which the complaint relates;

 

 

                  (b)        an order requiring the respondent to pay to the complainant compensation of an amount corresponding to any damages he could have been ordered by a county court or by a sheriff court to pay to the complainant if the complaint had fallen to be dealt with under section 57;

 

 

                  (c)         a recommendation that the respondent take within a specified period action appearing to the tribunal to be practicable for the purpose of obviating or reducing the adverse effect on the complainant of any act of discrimination to which the complaint relates.

 

 

(2), (3)   . . .

 

 

(4)   If without reasonable justification the respondent to a complaint fails to comply with a recommendation made by an employment tribunal under subsection (1)(c), then, if it thinks it just and equitable to do so—

 

 

                  (a)        the tribunal may . . . increase the amount of compensation required to be paid to the complainant in respect of the complaint by an order made under subsection (1)(b); or

 

 

                  (b)        if an order under subsection (1)(b) could have been made but was not, the tribunal may make such an order.

 

 

(5)   The Secretary of State may by regulations make provision—

 

 

                  (a)        for enabling a tribunal, where an amount of compensation falls to be awarded under subsection (1)(b), to include in the award interest on that amount; and

 

 

                  (b)        specifying, for cases where a tribunal decides that an award is to include an amount in respect of interest, the manner in which and the periods and rate by reference to which the interest is to be determined;

 

 

and the regulations may contain such incidental and supplementary provisions as the Secretary of State considers appropriate.

 

 

(6)   The Secretary of State may by regulations modify the operation of any order made under section 14 of the Employment Tribunals Act 1996 (power to make provision as to interest on sums payable in pursuance of employment tribunal decisions) to the extent that it relates to an award of compensation under subsection (1)(b).

 

 

Enforcement of Part III

 

 

57 Claims under Part III etc

 

 

(1)   A claim by any person (“the claimant”) that another person (“the respondent”)—

 

 

                  (a)        has committed an act . . . against the claimant which is unlawful by virtue of Part III other than, in relation to discrimination on grounds of race or ethnic or national origins, or harassment, section 26A or 26B; or

 

 

                  (b)        is by virtue of section 32 or 33 to be treated as having committed such an act . . . against the claimant, may be made the subject of civil proceedings in like manner as any other claim in tort or (in Scotland) in reparation for breach of statutory duty.

 

 

(2)   Proceedings under subsection (1)—

 

 

                  (a)        shall, in England and Wales, be brought only in a designated county court; and

 

 

                  (b)        shall, in Scotland, be brought only in a sheriff court;

 

 

but all such remedies shall be obtainable in such proceedings as, apart from this subsection and section 53(1) would be obtainable in the High Court or the Court of Session, as the case may be.

 

 

(3)   As respects an unlawful act of discrimination falling within section 1(1)(b), no award of damages shall be made if the respondent proves that the requirement or condition in question was not applied with the intention of treating the claimant unfavourably on racial grounds.

 

 

(4)   For the avoidance of doubt it is hereby declared that damages in respect of an unlawful act of discrimination may include compensation for injury to feelings whether or not they include compensation under any other head.

 

 

(4A)   As respects an act which is done, or by virtue of section 32 or 33 is treated as done, by a person in carrying out public investigator functions or functions as a public prosecutor and which is unlawful by virtue of section 19B, no remedy other than—

 

 

                  (a)        damages; or

 

 

                  (b)        a declaration or, in Scotland, a declarator;

 

 

shall be obtainable unless the court is satisfied that the remedy concerned would not prejudice a criminal investigation, a decision to institute criminal proceedings or any criminal proceedings.

 

 

(4B)   In this section—

 

 

         “criminal investigation” means—

 

 

            (a)   any investigation which a person in carrying out functions to which section 19B applies has a duty to conduct with a view to it being ascertained whether a person should be charged with, or in Scotland prosecuted for, an offence, or whether a person charged with or prosecuted for an offence is guilty of it;

 

   (b)   any investigation which is conducted by a person in carrying out functions to which section 19B applies and which in the circumstances may lead to a decision by that person to institute criminal proceedings which the person has power to conduct; or

 

   (c)   any investigation which is conducted by a person in carrying out functions to which section 19B applies and which in the circumstances may lead to a decision by that person to make a report to the procurator fiscal for the purpose of enabling him to determine whether criminal proceedings should be instituted; and

 

 

         “public investigator functions” means functions of conducting criminal investigations or charging offenders;

 

 

and in this subsection “offence” includes any offence under the Army Act 1955, the Air Force Act 1955 or the Naval Discipline Act 1957 (and “offender” shall be construed accordingly).

 

 

(4C)   Subsection (4D) applies where a party to proceedings under subsection (1) which have arisen by virtue of section 19B has applied for a stay or sist of those proceedings on the grounds of prejudice to—

 

 

                  (a)        particular criminal proceedings;

 

 

                  (b)        a criminal investigation; or

 

 

                  (c)         a decision to institute criminal proceedings.

 

 

(4D)   The court shall grant the stay or sist unless it is satisfied that the continuance of the proceedings under subsection (1) would not result in the prejudice alleged.

 

 

(5)   Civil proceedings in respect of a claim by any person that he has been discriminated against in contravention of section 17 or 18 by a body to which subsection (5A) applies shall not be instituted unless the claimant has given notice of the claim to the Secretary of State. . ..

 

 

 (5A)   This subsection applies to—

 

 

                  (a)        local education authorities in England and Wales;

 

 

                  (b)        education authorities in Scotland; and

 

 

                  (c)         any body which is a responsible body in relation to an establishment falling within paragraph 3, 3B or 7B of the table in section 17.

 

 

(6)   In Scotland, when any proceedings are brought under this section, in addition to the service on the defender of a copy of the summons or initial writ initiating the action a copy thereof shall be sent as soon as practicable to the Commission in a manner to be prescribed by Act of Sederunt.

 

 

(7)   This section has effect subject to section 57A.

 

 

 

57ZA Burden of proof: County and Sheriff Courts

 

 

(1)   This section applies where a claim is brought under section 57 and the claim is that the respondent—

 

 

                  (a)        has committed an act of discrimination, on grounds of race or ethnic or national origins, which is unlawful by virtue of any provision referred to in section 1(1B)(b) to (d), or Part IV in its application to those provisions, or

 

 

                  (b)        has committed an act of harassment.

 

 

(2)   Where, on the hearing of the claim, the claimant proves facts from which the court could, apart from this section, conclude in the absence of an adequate explanation that the respondent—

 

 

                  (a)        has committed such an act of discrimination or harassment against the claimant, or

 

 

                  (b)        is by virtue of section 32 or 33 to be treated as having committed such an act of discrimination or harassment against the claimant,

 

 

the court shall uphold the claim unless the respondent proves that he did not commit or, as the case may be, is not to be treated as having committed, that act.

 

 

 

 

57A Claims under section 19B in immigration cases

 

 

 (1)   No proceedings may be brought by a claimant under section 57(1) in respect of an immigration claim if—

 

 

                  (a)        the act to which the claim relates was done in the taking by an immigration authority of a relevant decision and the question whether that act was unlawful by virtue of section 19B has been or could be raised in proceedings on an appeal which is pending, or could be brought, under the 1997 Act or Part 5 of the 2002 Act; or

 

 

                  (b)        it has been decided in relevant immigration proceedings that that act was not unlawful by virtue of that section.

 

 

(2)   For the purposes of this section an immigration claim is a claim that a person—

 

 

                  (a)        has committed a relevant act of discrimination against the claimant which is unlawful by virtue of section 19B; or

 

 

                  (b)        is by virtue of section 32 or 33 to be treated as having committed such an act of discrimination against the claimant.

 

 

(3)   Where it has been decided in relevant immigration proceedings that an act to which an immigration claim relates was unlawful by virtue of section 19B, any court hearing that claim under section 57 shall treat that act as an act which is unlawful by virtue of section 19B for the purposes of the proceedings before it.

 

 

(4)   No relevant decision of an immigration authority involving an act to which an immigration claim relates and no relevant decision of an immigration appellate body in relation to such a decision shall be subject to challenge or otherwise affected by virtue of a decision of a court hearing the immigration claim under section 57.

 

 

(5)   In this section—

 

 

         “the Immigration Acts” has the meaning given by section 158 of the 2002 Act;

 

“immigration appellate body” means an adjudicator appointed for the purposes of Part 5 of the 2002 Act, the Immigration Appeal Tribunal, the Special Immigration Appeals Commission, the Court of Appeal, the Court of Session or the House of Lords;

 

“immigration authority” means the Secretary of State, an immigration officer or a person responsible for the grant or refusal of entry clearance (within the meaning of section 33(1) of the Immigration Act 1971 (c 77));

 

“immigration claim” has the meaning given by subsection (2) above;

 

“pending” has the same meaning as in the 1997 Act or, as the case may be, Part 5 of the 2002 Act;

 

“relevant act of discrimination” means an act of discrimination done by an immigration authority in taking any relevant decision;

 

“relevant decision” means—

 

 

            (a)   in relation to an immigration authority, any decision under the Immigration Acts relating to the entitlement of the claimant to enter or remain in the United Kingdom; and

 

   (b)   in relation to an immigration appellate body, any decision on an appeal under the 1997 Act or Part 5 of the 2002 Act in relation to a decision falling within paragraph (a);

 

 

         “relevant immigration proceedings” means proceedings on an appeal under the 1997 Act or Part 5 of the 2002 Act;

 

“the 1997 Act” means the Special Immigration Appeals Commission Act 1997;

 

“the 2002 Act” means the Nationality, Immigration and Asylum Act 2002;

 

 

and, for the purposes of subsection (1)(a), any power to grant leave to appeal out of time shall be disregarded.

 

 

 

Non-discrimination notices

 

 

58 Issue of non-discrimination notice

 

 

(1)   This section applies to—

 

 

                  (a)        an unlawful act of discrimination or harassment; and

 

 

                  (b)        an act contravening section 28; and

 

 

                  (c)         an act contravening section 29, 30 or 31,

 

 

and so applies whether or not proceedings have been brought in respect of the act.

 

 

(2)   If in the course of a formal investigation the Commission become satisfied that a person is committing, or has committed, any such acts, the Commission may in the prescribed manner serve on him a notice in the prescribed form (“a non-discrimination notice”) requiring him—

 

 

                  (a)        not to commit any such acts; and

 

 

                  (b)        where compliance with paragraph (a) involves changes in any of his practices or other arrangements—

 

 

            (i)   to inform the Commission that he has effected those changes and what those changes are; and

 

   (ii)   to take such steps as may be reasonably required by the notice for the purpose of affording that information to other persons concerned.

 

 

(3)   A non-discrimination notice may also require the person on whom it is served to furnish the Commission with such other information as may be reasonably required by the notice in order to verify that the notice has been complied with.

 

 

(4)   The notice may specify the time at which, and the manner and form in which, any information is to be furnished to the Commission, but the time at which any information is to be furnished in compliance with the notice shall not be later than five years after the notice has become final.

 

 

(5)   The Commission shall not serve a non-discrimination notice in respect of any person unless they have first—

 

 

                  (a)        given him notice that they are minded to issue a non-discrimination notice in his case, specifying the grounds on which they contemplate doing so; and

 

 

                  (b)        offered him an opportunity of making oral or written representations in the matter (or both oral and written representations if he thinks fit) within a period of not less than 28 days specified in the notice; and

 

 

                  (c)         taken account of any representations so made by him.

 

 

(6)   . . .

 

 

(7)   Section 50(4) shall apply to requirements under subsection (2)(b), (3) and (4) contained in a non-discrimination notice which has become final as it applies to requirements in a notice served under section 50(1).

 

 

 

 

59 Appeal against non-discrimination notice

 

 

(1)   Not later than six weeks after a non-discrimination notice is served on any person he may appeal against any requirement of the notice—

 

 

                  (a)        to an employment tribunal, so far as the requirement relates to acts which are within the jurisdiction of the tribunal;

 

 

                  (b)        to a designated county court or a sheriff court, so far as the requirement relates to acts which are within the jurisdiction of the court (ignoring section 57A) and are not within the jurisdiction of an employment tribunal.

 

 

(2)   Where the tribunal or court considers a requirement in respect of which an appeal is brought under subsection (1) to be unreasonable because it is based on an incorrect finding of fact or for any other reason, the tribunal or court shall quash the requirement.

 

 

(3)   On quashing a requirement under subsection (2) the tribunal or court may direct that the non-discrimination notice shall be treated as if, in place of the requirement quashed, it had contained a requirement in terms specified in the direction.

 

 

(4)   Subsection (1) does not apply to a requirement treated as included in a non-discrimination notice by virtue of a direction under subsection (3).

 

 

 

 

 

60 Investigation as to compliance with non-discrimination notice

 

 

(1)   If—

 

 

                  (a)        the terms of reference of a formal investigation state that its purpose is to determine whether any requirements of a non-discrimination notice are being or have been carried out, but section 50(2)(b) does not apply; and

 

 

                  (b)        section 49(3) is complied with in relation to the investigation on a date (“the commencement date”) not later than the expiration of the period of five years beginning when the non-discrimination notice became final,

 

 

the Commission may within the period referred to in subsection (2) serve notices under section 50(1) for the purposes of the investigation without needing to obtain the consent of the Secretary of State.